HOW TO KEEP BANKERS OUT OF JAIL …

VIA EXCELLENT REGULATORY COMPLIANCE CONTINUING EDUCATION!

 

Everyone can learn! 

Every individual learns differently.  Some are more inclined to receive information in one or more of the following ways:

·      Listening è Auditory

·      Sight èVisual

·      Verbal èVia the written word,

·      Physical è Hands-on – doing the task

 

Training Environments:

·      Classroom

·      Via – SKPE

·      On-line

·      Written Training Materials

·      On the Job

 

I can adapt my teaching methods and environments to suit my students’ individual and or collective learning needs.

 

TRAINING EXPERIENCE

AREA

SUBJECT

STUDENTS/PARTICIPANTS

Branch/Retail Operations

-Currency Handling

-Customer Account Reconciliations

-New Accounts

-Notes, Bank Cheques, FX

-Safe Deposit

-Tellers/Cashiers

-Customer Service Reps

-Note Tellers

-Safe Deposit Box Attendants

-Branch Management

Back Office

-Check Processing

-Loan Documentation

-Loan/Credit Onboarding processes

-Loan Payment Processing

-Staff Operatives

-Legal/Credit Staff

-Underwriters

-Payment Servicers

Enterprise Wide Compliance Awareness

What is Compliance?

BSA/AML

Anti-Bribery Statues

Foreign Corrupt Business Practices

Insider Transactions/Trading

Preferential Treatment

Code of Ethics

-Board of Directors

-Executive Board Committees

-Executive Bank Officials

-Senior Management

-Middle Management

-General Staff

Specific Subject Matter

-Federal Bank Regulations:

    “Alphabet Soup”

-SEC Regulations

Appropriate Business Unit Management &Staff